Head of Compliance, Oakbrook Finance Ltd
By Peter Hartley | June 15, 2017
I was engaged as interim Head of Compliance at Oakbrook between October 2016 & May 2017, on a six-month contract.
Oakbrook needed to implement a compliance monitoring program to ensure that it was meeting all its regulatory requirements, especially in the areas of TCF.
I completed an initial review & designed and implemented a full compliance monitoring program, which integrated fully with Oakbrook’s risk management program.
The program realised many improvements in operational, marketing and credit areas, & continued after my departure.
I was offered the permanent role but declined due to my wish to continue contracting & interim work.Word format.