Head of Compliance, Oakbrook Finance Ltd

By Peter Hartley | June 15, 2017

Oakbrook Finance Ltd

I was engaged as interim Head of Compliance at Oakbrook between October 2016 & May 2017, on a six-month contract.

Oakbrook needed to implement a compliance monitoring program to ensure that it was meeting all its regulatory requirements, especially in the areas of TCF.

I completed an initial review & designed and implemented a full compliance monitoring program, which integrated fully with Oakbrook’s risk management program.

The program realised many improvements in operational, marketing and credit areas, & continued after my departure.

I was offered the permanent role but declined due to my wish to continue contracting & interim work.Word format.

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About The Author

Peter Hartley

Peter is a widely experienced consumer credit and general insurance professional with a background in FCA/FSA/OFT regulated lending, debt collection and insurance in the areas of Compliance, General Management, Conduct Risk and Operations. FSA/FCA Approved Person – CF1, CF3, CF8, CF11, insurance intermediation. FCA reference PAH01246.